Financial Services| 16 Oct 2019
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.
Financial Services| 11 Sep 2019
On 26 August, ASIC stated it approved changes to the Australian Financial Complaints Authority (AFCA) Rules to allow the scheme to name financial firms in published determinations. The approval was given under section 1052D of the Corporations Act, which enables ASIC ...
Financial Services| 09 May 2019
ASIC issues guidance to licensees to protect against share sale fraud...
Financial Services| 09 Jan 2019
On 8 January 2019, ASIC released a consultation paper on reforms to the fees and costs disclosure requirements for managed investment schemes and superannuation funds.
Financial Services| 31 Oct 2018
Royal Commissioner Kenneth Hayne’s interim report contains no specific recommendations, and no draft recommendations, but rather postulates two main questions for further consideration: