Financial services

 

We are a recommended law firm for banking and finance, superannuation and financial services by Asia Pacific Legal 500, 2018.

We have a strong understanding of the challenges and issues within the financial services sector. Our timely and commercial advice addresses all aspects of the law affecting companies within the financial services sector.

Our experience includes advising on:

  • anti-money laundering;
  • crowdfunding;
  • financial services regulation and licensing;
  • investment funds and property funds; and
  • superannuation.

Our clients include AIA Australia, APN Property Group, Australian Unity, BBRC Funds Management, Bennelong Funds Management and Equity Trustees.

Key Contact

  • Fluent in Hebrew -Conversational

Harry has represented a number of listed public companies, large private companies and government organisations. His clients include all...

Related Thinking

Thinking| 24 Dec 2019

ASIC’s draft guidance on design and distribution obligations released

In this article, we outline briefly draft regulatory guidance released by ASIC relating to design and distribution obligations (DDO) that will come into effect for financial product issuers and distributors on 5 April 2021, and offer some reflections on some interesting positions taken by ASIC.

Thinking| 19 Dec 2019

Financial Services in Focus – Issue 34

Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.

Thinking| 05 Dec 2019

ASIC releases updated RG 97 regarding fees and costs disclosure requirements for superannuation products and collective investment products

In this article, we outline briefly changes to fees and costs disclosure requirements for superannuation products and collective investment products implemented by ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070 (Instrument 2019/1070) and as explained under a revised new Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements (RG 97).

Thinking| 27 Nov 2019

Financial Services in Focus – Issue 33

Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.