Financial Services

 

We have a strong understanding of the challenges and issues within the financial services sector.

Our timely and commercial advice addresses all aspects of the law affecting companies within the financial services sector.

Our experience includes advising on:

  • anti-money laundering;
  • crowdfunding;
  • financial services regulation and licensing;
  • investment funds and property funds; and
  • superannuation.

Our clients include AIA Australia, APN Property Group, Australian Unity, BBRC Funds Management, Bennelong Funds Management and Equity Trustees.

Awards and recognition

 
 
Chambers 2022

Financial Services Regulation

Chambers and Partners Asia Pacific 2022 logo

Key contact

Harry New

Partner

Co-Head of Financial Services & Insurance

Harry has represented a number of listed public companies, large private companies and government organisations. His clients include all...

Related thinking

Financial Services| 21 Dec 2021

Financial Services in Focus – Issue 61

In this edition, we consider a case on misleading or deceptive marketing practices for a credit fund, the Government’s response to payments reviews and payment reforms, and much more.

Financial Services| 26 Nov 2021

Financial Services in Focus – Issue 60

In this edition, we consider ASIC’s new guidance on cryto-asset licensing and market regulation, new and updated APRA FAQs on a range of matters and a suite of ASX regulatory updates, and much more.

Financial Services| 22 Oct 2021

Director Identification Numbers incoming

A quick reminder that Directors can apply for a Director Identification Number (DIN) from 1 November 2021, and existing directors must have applied for a number by 30 November 2021.

Financial Services| 18 Oct 2021

Financial Services in Focus – Issue 59

In this edition, we consider the new DDO interim instruments, ASIC’s updated anti-hawking regulatory guidance and updates in relation to the new breach reporting regime and internal dispute resolution requirements, and much more.