Financial Services


We have a strong understanding of the challenges and issues within the financial services sector.

Our timely and commercial advice addresses all aspects of the law affecting companies within the financial services sector.

Our experience includes advising on:

  • anti-money laundering;
  • crowdfunding;
  • financial services regulation and licensing;
  • investment funds and property funds; and
  • superannuation.

Our clients include AIA Australia, APN Property Group, Australian Unity, BBRC Funds Management, Bennelong Funds Management and Equity Trustees.

Awards and recognition

Chambers 2021

Financial Services Regulation

Chambers 2021

Key contact

Harry New


Co-Head of Financial Services & Insurance

Harry has represented a number of listed public companies, large private companies and government organisations. His clients include all...

Related thinking

Capital Markets| 15 Jun 2021

Recent ASX Listing Rule and Guidance Note changes – what you need to know

Listed entities should familiarise themselves with the recent changes ASX has made to Listing Rules and Guidance Notes, particularly in relation to disclosure and capital raising.

Capital Markets| 09 Jun 2021

ASX cracks down on ‘ramping announcements’

The use of ‘ramping announcements’ has been on ASX’s radar for some time now. Listed companies should carefully consider the content of and language used in market announcements.

Banking & Finance| 26 May 2021

Financial Services in Focus – Issue 54

In this edition, we consider the Budget’s commitments to funds management and foreign financial services providers, a case on defective PDS disclosure, the exposure draft Your Future, Your Super regulations and much more.

Funds| 24 May 2021

Changes to investment visas

The Federal Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs last week announced proposed changes to the Business Innovation and Investment Program.