We have a strong understanding of the challenges and issues within the financial services sector.
Our timely and commercial advice addresses all aspects of the law affecting companies within the financial services sector.
Our experience includes advising on:
- anti-money laundering;
- crowdfunding;
- financial product distribution;
- financial services compliance;
- financial services regulation and licensing;
- investment funds and property funds;
- non-cash payments;
- responding to ASIC surveillance; and
- superannuation.
Our clients include Australian Unity, Mercer, Powerwrap, Vanguard and Yarra Capital Management.
CCIVs: what are they and how do they compare with managed investment schemes?
Partner Vince Battaglia discusses some key current issues in financial services regulation.
Awards and recognition
Key contact
Harry leads our financial services team and focuses extensively on financial services law and corporate advisory.
Our team
Related thinking
Financial Services| 15 Mar 2024
Landmark decision in ASIC versus Finder Wallet: exploring legal boundaries of crypto-assets
We analyse this ruling to help you gain a deeper understanding of the implications.
Financial Services| 14 Mar 2024
Reminder: is your cleansing notice compliant with the Corporations Act?
We have observed in the market some listed companies are continuing to use outdated templates to prepare their cleansing notices, making them technically non-compliant with the Corporations Act.
Financial Services| 06 Mar 2024
Cross-marketing products: navigating the legal issues
We consider some of the key issues and strategies to deal with them.
Financial Services| 06 Mar 2024
ASIC pushes the envelope on litigation in 2024
ASIC’s greater appetite for riskier litigation, coupled with the prospect of more enforcement proceedings, raises the litigation risk for all financial services providers.