Financial Services

 

We have a strong understanding of the challenges and issues within the financial services sector.

Our timely and commercial advice addresses all aspects of the law affecting companies within the financial services sector.

Our experience includes advising on:

  • anti-money laundering;
  • crowdfunding;
  • financial services regulation and licensing;
  • investment funds and property funds; and
  • superannuation.

Our clients include AIA Australia, APN Property Group, Australian Unity, BBRC Funds Management, Bennelong Funds Management and Equity Trustees.

Awards and recognition

 
 
Chambers 2021

Financial Services Regulation

Chambers 2021

Key contact

Harry New

Partner

Co-Head of Financial Services & Insurance

Harry has represented a number of listed public companies, large private companies and government organisations. His clients include all...

Related thinking

Financial Services| 13 Sep 2021

Once more unto the breach: ASIC finalises its guidance for the new breach reporting regime

ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.

Financial Services| 30 Aug 2021

‘Why litigate?’ Financial services regulatory enforcement in the wake of ASIC’s new Corporate Plan

In this update, we explore the changes that financial services businesses can expect to see in ASIC’s approach to exercising its investigative and enforcement functions and powers.

Financial Services| 24 Aug 2021

Financial Services in Focus – Issue 57

In this edition, we consider proposed DDO reforms, temporary relief to permit electronic disclosures and virtual meetings, updates to superannuation portfolio holdings disclosure, and much more.

Financial Services| 13 Aug 2021

Certainty (temporarily) provided on electronic execution and virtual meetings with the passing of the TLA1 Bill

The uncertainty surrounding electronic execution and virtual meetings will be temporarily lifted with the recent passing of the Treasury Laws Amendment (2021 Measures No. 1) Bill 2021 by both Houses.