Financial Services| 16 Oct 2019
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.
Financial Services| 11 Sep 2019
On 26 August, ASIC stated it approved changes to the Australian Financial Complaints Authority (AFCA) Rules to allow the scheme to name financial firms in published determinations. The approval was given under section 1052D of the Corporations Act, which enables ASIC ...
Blockchain, Cryptocurrency, Initial Coin Offerings & Security Token Offerings| 03 Oct 2018
On 2 October, ASIC released Consultation Paper 304 Remaking ASIC class order on share and interest purchase plans: [CO 09/425], which ASIC states outlines ASIC’s rationale for proposing to remake the class order without significant changes.
Financial Services| 05 Sep 2018
On 4 September, ASIC released Regulatory Guide 192 Licensing: Wholesale equity schemes following public consultation.
Financial Services| 21 Aug 2018
On 20 August, the Corporations Amendment (Asia Region Funds Passport) Regulations 2018 (Cth) was registered.