Banking & Finance| 06 Mar 2024
ASIC’s greater appetite for riskier litigation, coupled with the prospect of more enforcement proceedings, raises the litigation risk for all financial services providers.
Litigation & Dispute Resolution| 21 Dec 2023
In this article, we cover ‘in-scope’ criteria and outline the reporting requirements particularly for the estimated 8,600 financial firms who will have to report for the first time from 1 January 2024.
Financial Services| 04 Dec 2023
ASIC is continuing its ambitious objective of taking more extensive enforcement action in 2024, with Deputy Chair Sarah Court describing a ‘proactive, strategic and bold approach to enforcement’.
Investment Funds| 30 Nov 2023
A recent Federal Court case has important practical implications for those involved in the management and operation of funds.
Uncategorised| 25 Aug 2023
A recent Federal Court case shows ignoring an AFCA determination can not only lead to the loss of an AFS licence, but see the financial firm deemed insolvent.