Banking & Finance| 06 Mar 2024
ASIC’s greater appetite for riskier litigation, coupled with the prospect of more enforcement proceedings, raises the litigation risk for all financial services providers.
Superannuation| 17 Aug 2023
The Australian Prudential Regulation Authority now requires Registrable Superannuation Entities to demonstrate an understanding of environmental, social and governance risks and opportunities.
Financial Services| 30 Sep 2022
The Federal Court has dismissed legal action brought by ASIC against members of the CBA group relating to alleged breaches of the prohibition against paying conflicted remuneration.
Cyber| 10 May 2022
Following ASIC v RI Advice, AFSL holders should be aware that cyber security protocols are now a core obligation in the provision of financial services.
Financial Services| 13 Sep 2021
ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.