The ECM Exchange
Explore hot topics facing companies with our Equity Capital Markets experts. Our host, John Hutchinson, along with our season guests, will discuss the mandatory Australian climate reporting, the wholesale investor test, convertible notes and much more.
Listen to full episodes of Smarter Lawcast with Hall & Wilcox on Spotify, Apple Podcasts, Castbox and Youtube Podcasts.
Key changes to the ASX Corporate Governance Principles and Recommendations – draft 5th edition
John Hutchinson and Chris Wright discuss the draft 5th edition of the ASX Corporate Governance Principles and Recommendations, which represent an evolution rather than a revolution in best practice standards for governance. Proposed changes include an increased emphasis on stakeholder engagement, director remuneration, increased climate and sustainability reporting, diversity disclosure and disclosure for breaches of code of conduct.
Proposed changes to wholesale client and sophisticated investor tests
John Hutchinson and Vanessa Murphy discuss proposed changes to the wholesale client and sophisticated investor tests, which have not been updated since 2001. They examine what the tests are, how they are used and how the changes may impact companies wishing to raise capital, among other issues.
Convertible notes
John Hutchinson, Deborah Chew and Michelle Eastwell discuss convertible notes: what are they, how and when can they be used as a fundraising option and what is the ASX’s view of convertible notes? They also offer some tips for listeners on the use of convertible notes.
Climate reporting and financial reports
John Hutchinson, Suzie Leask and Sevan Gore discuss a new Bill that sets up the mandatory Australian climate reporting framework and will affect how organisations prepare their financial reports and collect data. They outline which companies will be affected, when reporting requirements will commence, and director liability, among other issues.
