Wealth management activities comprise a significant part of Australia’s financial system. The sector has experienced rapid expansion over the past two decades. It faces three key challenges in navigating the impact of coronavirus: market volatility, increased operational risks and reliance on digital.
We can help
Our national team of wealth management specialists assists clients navigate all kinds of markets – up, down and everything in between. We combine our in-depth industry knowledge with our legal expertise to help our clients emerge in a position of strength. We are known for our exceptional client service, winning the 2020 Beaton Client Choice Award for Best Provider to Financial & Insurance Services Industry.
We have direct experience working with key regulators and industry bodies, such as ASIC, APRA and ACCC. Above all, we help our clients remain focused on delivering results for their stakeholders.
We advise some of Australia’s leading wealth management industry participants as well as new entrants from overseas. Our clients offer the full range of wealth services from financial advice and funds management to the distribution of products and insurance policies on behalf of clients. We act for:
- Financial planners
- Dealer groups
- Fund managers and trustees
- Investment managers
- Superannuation funds
- Insurance brokers
- Life and general insurers
- Private clients
The depth of our expertise covers:
- Regulatory and compliance (including AFSL and ACL licensing and disclosure documents)
- Regulatory enforcement (including ASIC relief applications)
- Funds and assets management and administration
- Managed investment schemes
- Design and distribution arrangements
- Structured products
- Investment and superannuation platforms
- Joint ventures
- Robo advice
Financial Services| 14 Jul 2021
COVID-19 has been great for some: online retail of home goods, clothes and exercise equipment and food delivery. But it has been harder on others.
Financial Services| 12 Jul 2021
Continuing our series of articles about the new design and distribution obligations regime, we look at the issue of making a target market determination.
Financial Services| 07 Jul 2021
Virtual and hybrid meetings, electronic distribution of meeting materials and the electronic execution of company documents may be permanently enshrined under new legislation.
Financial Services| 02 Jul 2021
In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance, new ASIC guidance on ongoing fee arrangements, and much more.