Anti-money Laundering

 
We have extensive experience in Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (Act) matters.

Since the Act’s introduction, we have been advising clients to employ an anti-money laundering (AML) and counter-terrorism financing (CTF) program, in line with their legislative obligations.

With a proactive approach to guiding clients through the process, we advise on the full range of AML/CTF issues. This includes the application of the Act, compliance programs, relevant requirements and implementation, dealings with regulators and regulatory issues.

We are currently advising many wholesale and retail funds-managed clients on their obligations under the AML/CTF legislation and preparing their AML/CTF programs.

Key contact

Harry New

Partner

Co-Head of Financial Services & Insurance

Harry leads our financial services team and focuses extensively on financial services law and corporate advisory.

Related thinking

Financial Services| 10 May 2022

AFSL holders on notice for cybersecurity failings

AFSL holders should be aware that cybersecurity protocols are now a core obligation in the provision of financial services following Federal Court case.

Financial Services| 10 May 2022

Financial Services in Focus – Issue 66

In this edition, we consider a case handed down about breaches of AFSL obligations due to poor cybersecurity practices, and APRA’s expectations in relation to crypto-assets, proposed amendments to the ASX Listing Rules, and much more.

Key issues in financial services regulatory enforcement

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Key issues in financial services regulatory enforcement

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