We have extensive experience in Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (Act) matters.
Since the Act’s introduction, we have been advising clients to employ an anti-money laundering (AML) and counter-terrorism financing (CTF) program, in line with their legislative obligations.
With a proactive approach to guiding clients through the process, we advise on the full range of AML/CTF issues. This includes the application of the Act, compliance programs, relevant requirements and implementation, dealings with regulators and regulatory issues.
We are currently advising many wholesale and retail funds-managed clients on their obligations under the AML/CTF legislation and preparing their AML/CTF programs.
Financial Services| 27 Jul 2021
In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s proposed options for regulating foreign financial services providers, draft exposure legislation for the Financial Accountability Regime, and much more.
Financial Services| 14 Jul 2021
COVID-19 has been great for some: online retail of home goods, clothes and exercise equipment and food delivery. But it has been harder on others.
Financial Services| 12 Jul 2021
Continuing our series of articles about the new design and distribution obligations regime, we look at the issue of making a target market determination.
Financial Services| 07 Jul 2021
Virtual and hybrid meetings, electronic distribution of meeting materials and the electronic execution of company documents may be permanently enshrined under new legislation.