Regulatory & Compliance

 
Complying with all relevant laws, policies and regulations is critical given the financial, legal and reputational risks associated with non-compliance. It takes planning, vigilance and excellent legal support, particularly when investigations turn into prosecutions.

We have deep experience across the major areas of regulatory and compliance risk, including:

  • Anti-money laundering, including reducing risk from financial crime
  • Competition and consumer law
  • Financial service regulation and licensing
  • Privacy, including in online environments
  • Insurance, including product liability
  • Regulatory investigations and prosecutions, and
  • Work health and safety and other workplace risks.

Related thinking

Regulatory & Compliance| 04 Dec 2023

ASIC’s enforcement priorities for 2024 – licensees beware

ASIC is continuing its ambitious objective of taking more extensive enforcement action in 2024, with Deputy Chair Sarah Court describing a ‘proactive, strategic and bold approach to enforcement’.

Regulatory & Compliance| 20 Nov 2023

New sustainable finance strategy: what you need to know

We highlight the key implications financial market participants should be aware of.

Regulatory & Compliance| 01 Sep 2023

Regulator cracks down: heavy fines for Spam Act violations

The Australian Communications and Media Authority has been actively enforcing the Spam Act 2003 (Cth). We provide a timely reminder to all businesses to ensure marketing messages sent to customers or prospective customers comply with the requirements under the Spam Act.

Regulatory & Compliance| 28 Aug 2023

AGM season 2023: reminders and considerations

As companies once again make preparations for the upcoming AGM season, we have provided a list of key items to be considered in the planning process.