Regulatory & Compliance


Complying with all relevant laws, policies and regulations is critical given the financial, legal and reputational risks associated with non-compliance. It takes planning, vigilance and excellent legal support, particularly when investigations turn into prosecutions.

We have deep experience across the major areas of regulatory and compliance risk, including:

  • Anti-money laundering, including reducing risk from financial crime
  • Competition and consumer law
  • Financial service regulation and licensing
  • Privacy, including in online environments
  • Insurance, including product liability
  • Regulatory investigations and prosecutions, and
  • Work health and safety and other workplace risks.

Our team

Julian is a senior litigator with more than 12 years’ experience who has acted in high profile, complex and fiercely contested commercial litigation, public inquiries and investigations on behalf of a range of Government entities, companies and individuals (including members of parliament).

Related thinking

Regulatory & Compliance| 22 Jun 2021

Does your company rely on ASIC reporting relief? Key things you need to know

With the end of financial year around the corner for many companies, it is timely to consider the requirements of the ASIC Corporations (Wholly-owned Companies) Instrument 2016/785 and take action to rectify any noncompliance.

Regulatory & Compliance| 21 Jun 2021

Victoria’s new environmental law from 1 July 2021: how to comply

With 1 July just around the corner, have you determined whether you need a new development or operating licence or a new permit or registration for your activities under Victoria’s new environmental protection reforms?

Regulatory & Compliance| 24 May 2021

Continuous disclosure and engaging with the media

ASIC announced that Regional Express Holdings Limited had paid a penalty of $66,000 after it was hit with a ‘speeding ticket’ alleging that it had failed to comply with its continuous disclosure obligations.

Regulatory & Compliance| 03 May 2021

Countdown to Victoria’s new era in environmental law: are you ready?

A new era in environmental law in Victoria will be introduced when significant amendments to the Environment Protection Act 2017 come into force on 1 July 2021.