Complying with all relevant laws, policies and regulations is critical given the financial, legal and reputational risks associated with non-compliance. It takes planning, vigilance and excellent legal support, particularly when investigations turn into prosecutions.
We have deep experience across the major areas of regulatory and compliance risk, including:
- Anti-money laundering, including reducing risk from financial crime
- Competition and consumer law
- Financial service regulation and licensing
- Privacy, including in online environments
- Insurance, including product liability
- Regulatory investigations and prosecutions, and
- Work health and safety and other workplace risks.
Julian is a senior litigator with more than 12 years’ experience who has acted in high profile, complex and fiercely contested commercial litigation, public inquiries and investigations on behalf of a range of Government entities, companies and individuals (including members of parliament).
Regulatory & Compliance| 22 Oct 2021
In response to updated health advice, the Western Australian Government has issued a new mandatory COVID-19 vaccination policy for WA workforces.
Regulatory & Compliance| 13 Sep 2021
ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.
Regulatory & Compliance| 10 Aug 2021
Directors of listed entities, and their insurers, are set to benefit from a relaxation of continuous disclosure laws, which are shortly to be made permanent under new legislation.
Regulatory & Compliance| 22 Jun 2021
With the end of financial year around the corner for many companies, it is timely to consider the requirements of the ASIC Corporations (Wholly-owned Companies) Instrument 2016/785 and take action to rectify any noncompliance.