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Financial Services| 13 Sep 2021
ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.
Banking & Finance| 30 Aug 2021
In this update, we explore the changes that financial services businesses can expect to see in ASIC’s approach to exercising its investigative and enforcement functions and powers.
Superannuation| 28 Jun 2021
ASIC has granted non-public offer superannuation trustees the same dealing authorisation relief as is currently available to public offer superannuation trustees.
Insurance| 13 Apr 2021
ASIC has provided clarity on how it will approach the regulation of insurance claims handling and settling as a financial service.
Banking & Finance| 08 Feb 2021
The High Court has handed down its judgment in the much-anticipated case of Westpac Securities Administration Ltd & Anor v Australian Securities and Investments Commission  HCA 3. We examine the case.