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Financial Services in Focus – Issue 56

Financial Services| 27 Jul 2021

Financial Services in Focus – Issue 56

In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s proposed options for regulating foreign financial services providers, draft exposure legislation for the Financial Accountability Regime, and much ...

Financial Services in Focus – Issue 55

Financial Services| 02 Jul 2021

Financial Services in Focus – Issue 55

In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance, new ASIC guidance on ongoing fee arrangements, and much more.

Superannuation trustee service: non-public offer trustees secure level playing field

Superannuation| 28 Jun 2021

Superannuation trustee service: non-public offer trustees secure level playing field

ASIC has granted non-public offer superannuation trustees the same dealing authorisation relief as is currently available to public offer superannuation trustees.

Financial Services in Focus – Issue 54

Banking & Finance| 26 May 2021

Financial Services in Focus – Issue 54

In this edition, we consider the Budget’s commitments to funds management and foreign financial services providers, a case on defective PDS disclosure, the exposure draft Your Future, Your Super regulations and much more.

Financial Services in Focus – Issue 53

Banking & Finance| 28 Apr 2021

Financial Services in Focus – Issue 53

In this edition, we report on draft ASIC guidance on the new breach reporting regime, new claims handling and settling regulations, draft legislation on replacing FASEA, and much more.