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Financial Services| 27 Jul 2021
In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s proposed options for regulating foreign financial services providers, draft exposure legislation for the Financial Accountability Regime, and much ...
Financial Services| 02 Jul 2021
In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance, new ASIC guidance on ongoing fee arrangements, and much more.
Superannuation| 28 Jun 2021
ASIC has granted non-public offer superannuation trustees the same dealing authorisation relief as is currently available to public offer superannuation trustees.
Banking & Finance| 26 May 2021
In this edition, we consider the Budget’s commitments to funds management and foreign financial services providers, a case on defective PDS disclosure, the exposure draft Your Future, Your Super regulations and much more.
Banking & Finance| 28 Apr 2021
In this edition, we report on draft ASIC guidance on the new breach reporting regime, new claims handling and settling regulations, draft legislation on replacing FASEA, and much more.