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Banking & Finance| 27 Sep 2021
ASIC has released its final guidance on the new hawking regime that commences on 5 October 2021.
Financial Services| 13 Sep 2021
ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.
Banking & Finance| 30 Aug 2021
In this update, we explore the changes that financial services businesses can expect to see in ASIC’s approach to exercising its investigative and enforcement functions and powers.
Financial Services| 24 May 2021
In this article, we look at some of the hidden complexities in the new DDO regime.
Financial Services| 10 May 2021
In advising our clients on the new Design and Distribution Obligations (DDO) regime, we have discovered some surprising findings. In a series of articles, we will highlight some key issues you need to be aware of.