Connect with us

International desks

Latest thinking

 
Events
News
Our Thinking on COVID-19
Search thinking

Filter list by:

Industries
Practices
People
Date
Thinking posts
41 results
41 results
Hawking: ASIC lands its final guidance for the sale of financial products

Banking & Finance| 27 Sep 2021

Hawking: ASIC lands its final guidance for the sale of financial products

ASIC has released its final guidance on the new hawking regime that commences on 5 October 2021.

Once more unto the breach: ASIC finalises its guidance for the new breach reporting regime

Financial Services| 13 Sep 2021

Once more unto the breach: ASIC finalises its guidance for the new breach reporting regime

ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.

‘Why litigate?’ Financial services regulatory enforcement in the wake of ASIC’s new Corporate Plan

Banking & Finance| 30 Aug 2021

‘Why litigate?’ Financial services regulatory enforcement in the wake of ASIC’s new Corporate Plan

In this update, we explore the changes that financial services businesses can expect to see in ASIC’s approach to exercising its investigative and enforcement functions and powers.

Implementing the DDO: making a target market determination

Financial Services| 12 Jul 2021

Implementing the DDO: making a target market determination

Continuing our series of articles about the new design and distribution obligations regime, we look at the issue of making a target market determination.

Implementing the DDO regime: hidden complexities to be aware of

Financial Services| 24 May 2021

Implementing the DDO regime: hidden complexities to be aware of

In this article, we look at some of the hidden complexities in the new DDO regime.