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AFSL holders on notice for cybersecurity failings

Cyber| 10 May 2022

AFSL holders on notice for cybersecurity failings

AFSL holders should be aware that cybersecurity protocols are now a core obligation in the provision of financial services following Federal Court case.

Financial Services in Focus – Issue 66

Financial Services| 10 May 2022

Financial Services in Focus – Issue 66

In this edition, we consider a case handed down about breaches of AFSL obligations due to poor cybersecurity practices, and APRA’s expectations in relation to crypto-assets, proposed amendments to the ASX Listing Rules, and much more.

Financial Services in Focus – Issue 65

Financial Services| 08 Apr 2022

Financial Services in Focus – Issue 65

In this edition, we consider the new CCIV regulations, the Senate’s disallowance of proxy advice regulations, consultations on changes to the takeovers laws, and much more.

Financial Services in Focus – Issue 64

Financial Services| 23 Mar 2022

Financial Services in Focus – Issue 64

In this edition, we consider ASIC’s and APRA’s approach to implementation of the retirement income covenant, new ASIC market integrity rules and instruments, proposed amendments to the AML/CTF rules to support ‘Phase 1.5’ reforms, and much more.

Financial Services in Focus – Issue 63

Financial Services| 01 Mar 2022

Financial Services in Focus – Issue 63

In this edition, we consider legislative reforms making electronic signing and virtual meetings permanent, corporate collective investment vehicle reforms and the new retirement income covenant for superannuation trustees.