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Financial Services in Focus – Issue 56

Financial Services| 27 Jul 2021

Financial Services in Focus – Issue 56

In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s proposed options for regulating foreign financial services providers, draft exposure legislation for the Financial Accountability Regime, and much ...

Implementing the DDO: making a target market determination

Financial Services| 12 Jul 2021

Implementing the DDO: making a target market determination

Continuing our series of articles about the new design and distribution obligations regime, we look at the issue of making a target market determination.

Financial Services in Focus – Issue 55

Financial Services| 02 Jul 2021

Financial Services in Focus – Issue 55

In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance, new ASIC guidance on ongoing fee arrangements, and much more.

Financial Services in Focus – Issue 54

Banking & Finance| 26 May 2021

Financial Services in Focus – Issue 54

In this edition, we consider the Budget’s commitments to funds management and foreign financial services providers, a case on defective PDS disclosure, the exposure draft Your Future, Your Super regulations and much more.

Implementing the DDO regime: hidden complexities to be aware of

Financial Services| 24 May 2021

Implementing the DDO regime: hidden complexities to be aware of

In this article, we look at some of the hidden complexities in the new DDO regime.