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Thinking posts
108 results108 results
Insurance| 13 Apr 2021
Insurance claims handling: time for action on licensing
ASIC has provided clarity on how it will approach the regulation of insurance claims handling and settling as a financial service.
Banking & Finance| 08 Apr 2021
Financial Services in Focus – Issue 52
In this edition, we report on ASIC’s CFD and binary option product intervention orders, ASIC’s requirements for advice fee consents and independence disclosures, ASIC’s ‘no action’ position on virtual meetings and much more.
Banking & Finance| 15 Mar 2021
Financial Services in Focus – Issue 51
In this edition, we report on draft exposure regulations for incoming reforms to breach reporting obligations.
Banking & Finance| 23 Feb 2021
Financial Services in Focus – Issue 50
In this edition, we consider the much-anticipated High Court decision in Westpac v ASIC on personal versus general financial product advice and the introduction of the ‘Your Future, Your Super’ bill and proposed amendments to continuous disclosure rules into Parliament.
Banking & Finance| 08 Feb 2021
Don’t take it personally – High Court clarifies the test for personal financial advice
The High Court has handed down its judgment in the much-anticipated case of Westpac Securities Administration Ltd & Anor v Australian Securities and Investments Commission [2021] HCA 3. We examine the case.