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115 results
Implementing the DDO: making a target market determination

Financial Services| 12 Jul 2021

Implementing the DDO: making a target market determination

Continuing our series of articles about the new design and distribution obligations regime, we look at the issue of making a target market determination.

Financial Services in Focus – Issue 55

Financial Services| 02 Jul 2021

Financial Services in Focus – Issue 55

In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance, new ASIC guidance on ongoing fee arrangements, and much more.

Superannuation trustee service: non-public offer trustees secure level playing field

Superannuation| 28 Jun 2021

Superannuation trustee service: non-public offer trustees secure level playing field

ASIC has granted non-public offer superannuation trustees the same dealing authorisation relief as is currently available to public offer superannuation trustees.

Financial Services in Focus – Issue 54

Banking & Finance| 26 May 2021

Financial Services in Focus – Issue 54

In this edition, we consider the Budget’s commitments to funds management and foreign financial services providers, a case on defective PDS disclosure, the exposure draft Your Future, Your Super regulations and much more.

Implementing the DDO regime: hidden complexities to be aware of

Financial Services| 24 May 2021

Implementing the DDO regime: hidden complexities to be aware of

In this article, we look at some of the hidden complexities in the new DDO regime.