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Insurance| 13 Apr 2021
ASIC has provided clarity on how it will approach the regulation of insurance claims handling and settling as a financial service.
Banking & Finance| 08 Apr 2021
In this edition, we report on ASIC’s CFD and binary option product intervention orders, ASIC’s requirements for advice fee consents and independence disclosures, ASIC’s ‘no action’ position on virtual meetings and much more.
Banking & Finance| 15 Mar 2021
In this edition, we report on draft exposure regulations for incoming reforms to breach reporting obligations.
Banking & Finance| 23 Feb 2021
In this edition, we consider the much-anticipated High Court decision in Westpac v ASIC on personal versus general financial product advice and the introduction of the ‘Your Future, Your Super’ bill and proposed amendments to continuous disclosure rules into Parliament.
Banking & Finance| 08 Feb 2021
The High Court has handed down its judgment in the much-anticipated case of Westpac Securities Administration Ltd & Anor v Australian Securities and Investments Commission  HCA 3. We examine the case.