Financial Services| 01 Jul 2024
Catch up on the latest financial services news, including APRA’s new digital ‘Prudential Handbook’ and much more.
Financial Services| 03 Jun 2024
Catch up on the latest financial services news, including ASIC’s new guidance on unsolicited contact leading to financial advice and much more.
Investment Funds| 23 May 2024
The Federal Court recently issued a $1.25 million penalty against wholesale licensee for hire firm Lanterne Fund Services, which provides guidance on what is required of an Australian financial services (AFS) licensee.
Investment Funds| 23 May 2024
A recent Federal Court decision strikes through ASIC’s long-standing position that a person cannot issue a financial product as a representative of another person.
Financial Services| 01 May 2024
Catch up on the latest financial services news, including ASIC’s new managed funds instruments and Treasury’s first tranche of legislation to deliver its financial advice package of reforms.