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AFSL holders on notice for cybersecurity failings

Cyber| 10 May 2022

AFSL holders on notice for cybersecurity failings

Following ASIC v RI Advice, AFSL holders should be aware that cybersecurity protocols are now a core obligation in the provision of financial services.

Key issues in financial services regulatory enforcement

Financial Services| 27 Apr 2022

Key issues in financial services regulatory enforcement

Partner Jacob Uljans discusses the key issues facing financial services businesses in Australia.

Once more unto the breach: ASIC finalises its guidance for the new breach reporting regime

Financial Services| 13 Sep 2021

Once more unto the breach: ASIC finalises its guidance for the new breach reporting regime

ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.

‘Why litigate?’ Financial services regulatory enforcement in the wake of ASIC’s new Corporate Plan

Banking & Finance| 30 Aug 2021

‘Why litigate?’ Financial services regulatory enforcement in the wake of ASIC’s new Corporate Plan

In this update, we explore the changes that financial services businesses can expect to see in ASIC’s approach to exercising its investigative and enforcement functions and powers.

Waived on through: Federal Court highlights the fine distinctions that govern waiver of privilege

Litigation & Dispute Resolution| 28 Jul 2020

Waived on through: Federal Court highlights the fine distinctions that govern waiver of privilege

In a recent case highlighting the risks of waiver of legal professional privilege, the Federal Court has observed that fine distinctions may be involved when determining whether privilege has been lost.