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Financial Services| 13 Sep 2021
ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.
Banking & Finance| 30 Aug 2021
In this update, we explore the changes that financial services businesses can expect to see in ASIC’s approach to exercising its investigative and enforcement functions and powers.
Banking & Finance| 08 Feb 2021
The High Court has handed down its judgment in the much-anticipated case of Westpac Securities Administration Ltd & Anor v Australian Securities and Investments Commission  HCA 3. We examine the case.
Financial Services| 15 Jul 2020
It is no secret that the big four banks garnered negative attention at the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry. Our Financial Services and Superannuation teams examine a case arising from the Royal Commission, ...
Financial Services| 31 Oct 2018
Royal Commissioner Kenneth Hayne’s interim report contains no specific recommendations, and no draft recommendations, but rather postulates two main questions for further consideration: