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Thinking posts
15 results15 results
Financial Services| 14 Sep 2020
Financial Services in Focus – Issue 44
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia.
Financial Services| 02 Sep 2020
ASIC’s new regime for facilitating withdrawals from ‘frozen funds’
We outline ASIC's new relief measures for responsible entities of registered schemes to facilitate withdrawals from 'frozen funds' members facing financial hardship during the COVID-19 pandemic.
Financial Services| 12 Aug 2020
Financial Services in Focus – Issue 43
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia.
Financial Services| 23 Jul 2020
Financial Services in Focus – Issue 42
In this edition of Financial Services in Focus, partners Harry (Cheski) New, Adrian Verdnik and Vince Battaglia provide commentary on the latest ASIC updates, discuss the ASX's extension of temporary emergency capital raising relief to 30 November, plus much more.
Financial Services| 08 Jul 2020
ASIC finalises its regulatory guidance on its product intervention power
In this article, we outline ASIC’s new regulatory guidance on the administration of its product intervention power. We also discuss developments in relation to ASIC’s product intervention power following consultation on the draft regulatory guide last year.