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Thinking posts
50 results50 results
Thinking| 16 Oct 2019
Financial Services in Focus – Issue 31
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.
Thinking| 24 Sep 2019
ASIC Enforcement Review Taskforce: Draft legislation regarding enhanced ASIC licensing powers and banning powers
In this article, we outline briefly proposed amendments to ASIC’s powers regarding financial services licensing and banning orders under the Corporations Act 2001 (Cth) and the National Consumer Credit Protection Act 2009 (Cth) arising out of the Government’s implementation of recommendations made by the ASIC Enforcement Review Taskforce Report...
Thinking| 17 Sep 2019
Revised draft Design and Distribution Obligations regulations
In this article, we outline briefly the exposure draft regulations released by the Government which support the new design and distribution obligations under the Treasury Laws Amendment (Design and Distribution Obligations and Product Intervention Powers) Act 2019 (Cth) (DDO & PIP Act). The DDO & PIP Act amends the Corporations Act 2001 (Cth) (Corporations Act) […]
Thinking| 17 Sep 2019
Financial Services in Focus – Issue 30
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia...
Thinking| 11 Sep 2019
Financial Services in Focus – Issue 29
Funds and financial products ASIC approves AFCA rule change enabling the naming of firms On 26 August, ASIC stated it approved changes to the Australian Financial Complaints Authority (AFCA) Rules to allow the scheme to name financial firms in published determinations. The approval was given under section 1052D of the Corporations Act, which enables ASIC […]