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Financial Services in Focus – Issue 42

Financial Services| 23 Jul 2020

Financial Services in Focus – Issue 42

In this edition of Financial Services in Focus, partners Harry (Cheski) New, Adrian Verdnik and Vince Battaglia provide commentary on the latest ASIC updates, discuss the ASX's extension of temporary emergency capital raising relief to 30 November, plus much more.

ASIC finalises its regulatory guidance on its product intervention power

Financial Services| 08 Jul 2020

ASIC finalises its regulatory guidance on its product intervention power

In this article, we outline ASIC’s new regulatory guidance on the administration of its product intervention power. We also discuss developments in relation to ASIC’s product intervention power following consultation on the draft regulatory guide last year.

Financial Services in Focus – Issue 41

Financial services| 01 Jul 2020

Financial Services in Focus – Issue 41

Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia.

Four key reminders for fund managers and responsible entities

Funds| 19 Jun 2020

Four key reminders for fund managers and responsible entities

In this article, we outline briefly four key regulatory priorities recently outlined by ASIC that fund managers and responsible entities should keep in mind this year.

Financial Services in Focus – Issue 40

Financial services| 10 Jun 2020

Financial Services in Focus – Issue 40

Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.