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Design and distributions obligations: a review of ASIC’s final regulatory guide

Financial Services| 15 Dec 2020

Design and distributions obligations: a review of ASIC’s final regulatory guide

We examine ASIC’s final regulatory guide on the design and distribution obligations regime. In particular, we compare the final guidance with the draft regulatory guide released last year.

Financial Services in Focus – Issue 48

Financial Services| 14 Dec 2020

Financial Services in Focus – Issue 48

Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia.

Financial Services in Focus – Issue 47

Financial Services| 16 Nov 2020

Financial Services in Focus – Issue 47

In this edition, we provide an overview of the Financial Sector Reform (Hayne Royal Commission Response) Bill 2020, which is now before Parliament, plus much more.

Financial Services in Focus – Issue 46

Financial Services| 28 Oct 2020

Financial Services in Focus – Issue 46

In this edition, we report on ASIC's contracts for difference product intervention order and the proposed virtual meetings and electronic signing amendments to the Corporations Act.

Financial Services in Focus – Issue 45

Financial Services| 09 Oct 2020

Financial Services in Focus – Issue 45

A reminder to ensure your managed funds are ‘true to label’ and an inquiry into the complexity of financial services regulation are among the latest legal and regulatory developments in the Australian financial services sector.