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Financial Services in Focus – Issue 59

Financial Services| 18 Oct 2021

Financial Services in Focus – Issue 59

In this edition, we consider the new DDO interim instruments, ASIC’s updated anti-hawking regulatory guidance and updates in relation to the new breach reporting regime and internal dispute resolution requirements, and much more.

Hawking: ASIC lands its final guidance for the sale of financial products

Banking & Finance| 27 Sep 2021

Hawking: ASIC lands its final guidance for the sale of financial products

ASIC has released its final guidance on the new hawking regime that commences on 5 October 2021.

Once more unto the breach: ASIC finalises its guidance for the new breach reporting regime

Financial Services| 13 Sep 2021

Once more unto the breach: ASIC finalises its guidance for the new breach reporting regime

ASIC has now published its updated and final guidance on the new breach reporting regime for AFS and credit licensees that will apply from 1 October 2021.