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Financial Services in Focus – Issue 61

Financial Services| 21 Dec 2021

Financial Services in Focus – Issue 61

In this edition, we consider a case on misleading or deceptive marketing practices for a credit fund, the Government’s response to payments reviews and payment reforms, and much more.

Financial Services in Focus – Issue 60

Financial Services| 26 Nov 2021

Financial Services in Focus – Issue 60

In this edition, we consider ASIC’s new guidance on cryto-asset licensing and market regulation, new and updated APRA FAQs on a range of matters and a suite of ASX regulatory updates, and much more.

Financial Services in Focus – Issue 59

Financial Services| 18 Oct 2021

Financial Services in Focus – Issue 59

In this edition, we consider the new DDO interim instruments, ASIC’s updated anti-hawking regulatory guidance and updates in relation to the new breach reporting regime and internal dispute resolution requirements, and much more.

Hawking: ASIC lands its final guidance for the sale of financial products

Banking & Finance| 27 Sep 2021

Hawking: ASIC lands its final guidance for the sale of financial products

ASIC has released its final guidance on the new hawking regime that commences on 5 October 2021.

Financial Services in Focus – Issue 58

Financial Services| 23 Sep 2021

Financial Services in Focus – Issue 58

In this edition, we consider the final breach reporting regulatory guide, electronic execution and virtual meetings legislation, judicial commentary in relation to an AFS licensee’s supervisory arrangements, and much more.