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Thinking posts
13 results13 results
Financial Services| 27 Jul 2021
Financial Services in Focus – Issue 56
In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s proposed options for regulating foreign financial services providers, draft exposure legislation for the Financial Accountability Regime, and much ...
Financial Services| 12 Jul 2021
Implementing the DDO: making a target market determination
Continuing our series of articles about the new design and distribution obligations regime, we look at the issue of making a target market determination.
Financial Services| 02 Jul 2021
Financial Services in Focus – Issue 55
In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance, new ASIC guidance on ongoing fee arrangements, and much more.
Banking & Finance| 26 May 2021
Financial Services in Focus – Issue 54
In this edition, we consider the Budget’s commitments to funds management and foreign financial services providers, a case on defective PDS disclosure, the exposure draft Your Future, Your Super regulations and much more.
Funds| 24 May 2021
Changes to investment visas
The Federal Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs last week announced proposed changes to the Business Innovation and Investment Program.