Filter list by:
Thinking| 21 Oct 2019
Recently ASIC and the Dutch Authority for the Financial Markets (AFM) released a joint report examining the effectiveness of disclosure in driving good consumer outcomes in financial services and products. In releasing the report, ASIC says that it is time ...
Thinking| 16 Oct 2019
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.
Thinking| 24 Sep 2019
In this article, we outline briefly proposed amendments to ASIC’s powers regarding financial services licensing and banning orders under the Corporations Act 2001 (Cth) and the National Consumer Credit Protection Act 2009 (Cth) arising out of the Government’s implementation of ...
Thinking| 17 Sep 2019
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia...
Thinking| 11 Sep 2019
Funds and financial products ASIC approves AFCA rule change enabling the naming of firms On 26 August, ASIC stated it approved changes to the Australian Financial Complaints Authority (AFCA) Rules to allow the scheme to name financial firms in published determinations. ...