Vince Battaglia is an experienced funds management and financial services practitioner, working with Australian and global fund managers.

Vince has extensive experience in retail and wholesale financial services and funds management.  He is experienced in advising on a wide range of financial products including managed investment products, securities, derivatives, non-cash payment products, superannuation products, life policies and annuities.

Vince’s expertise includes the following:

  • Fund structuring, governance and re-organisations
  • Establishing and operating registered and unregistered managed investment schemes
  • Financial product development, disclosure, licensing and distribution
  • Financial sector regulation
  • Asset management arrangements
  • Custodial, registry and fund administration arrangements
  • On-going regulatory, compliance and dispute resolution matters in the financial services sector
  • AML/CTF laws and sanctions laws
  • Transactions in the financial services sector
  • Funds M&A, including private M&A transactions and trust mergers of ASX-listed schemes
  • Capital raisings including fund IPOs, trust-based note issues and corporate debenture issues
  • Cross border investments
  • Establishing a financial services business in Australia
  • Trustee company regulation

In addition, Vince’s experience includes advising on and structuring fintech investment products (and start-up businesses), including peer-to-peer/marketplace lending platforms.

Vince has worked at ASIC and has enjoyed extensive secondments to Challenger, Colonial First State and OnePath.

Experience

Awards and Recognition

Memberships

Relevant Services

Hall & Wilcox acknowledges the Traditional Custodians of the land, sea and waters on which we work, live and engage. We pay our respects to Elders past, present and emerging.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of service apply.