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Financial Services| 27 Jul 2021
In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s proposed options for regulating foreign financial services providers, draft exposure legislation for the Financial Accountability Regime, and much ...
Funds| 07 Jul 2021
Virtual and hybrid meetings, electronic distribution of meeting materials and the electronic execution of company documents may be permanently enshrined under new legislation.
Financial Services| 02 Jul 2021
In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance, new ASIC guidance on ongoing fee arrangements, and much more.
Banking & Finance| 26 May 2021
In this edition, we consider the Budget’s commitments to funds management and foreign financial services providers, a case on defective PDS disclosure, the exposure draft Your Future, Your Super regulations and much more.
Capital Markets| 24 May 2021
ASIC announced that Regional Express Holdings Limited had paid a penalty of $66,000 after it was hit with a ‘speeding ticket’ alleging that it had failed to comply with its continuous disclosure obligations.