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Financial Services in Focus – Issue 56

Financial Services| 27 Jul 2021

Financial Services in Focus – Issue 56

In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s proposed options for regulating foreign financial services providers, draft exposure legislation for the Financial Accountability Regime, and much ...

Electronic meetings and electronic execution of company documents are (hopefully) here to stay

Funds| 07 Jul 2021

Electronic meetings and electronic execution of company documents are (hopefully) here to stay

Virtual and hybrid meetings, electronic distribution of meeting materials and the electronic execution of company documents may be permanently enshrined under new legislation.

Financial Services in Focus – Issue 55

Financial Services| 02 Jul 2021

Financial Services in Focus – Issue 55

In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance, new ASIC guidance on ongoing fee arrangements, and much more.

Financial Services in Focus – Issue 54

Banking & Finance| 26 May 2021

Financial Services in Focus – Issue 54

In this edition, we consider the Budget’s commitments to funds management and foreign financial services providers, a case on defective PDS disclosure, the exposure draft Your Future, Your Super regulations and much more.

Continuous disclosure and engaging with the media

Capital Markets| 24 May 2021

Continuous disclosure and engaging with the media

ASIC announced that Regional Express Holdings Limited had paid a penalty of $66,000 after it was hit with a ‘speeding ticket’ alleging that it had failed to comply with its continuous disclosure obligations.