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Banking & Finance| 08 Apr 2021
In this edition, we report on ASIC’s CFD and binary option product intervention orders, ASIC’s requirements for advice fee consents and independence disclosures, ASIC’s ‘no action’ position on virtual meetings and much more.
Blockchain, Cryptocurrency, Initial Coin Offerings & Security Token Offerings| 01 Apr 2021
The Financial Action Task Force, an international body that sets standards for anti-money laundering and counter-terrorism financing, published its updated Draft Guidance for public consultation.
Banking & Finance| 15 Mar 2021
In this edition, we report on draft exposure regulations for incoming reforms to breach reporting obligations.
Banking & Finance| 23 Feb 2021
In this edition, we consider the much-anticipated High Court decision in Westpac v ASIC on personal versus general financial product advice and the introduction of the ‘Your Future, Your Super’ bill and proposed amendments to continuous disclosure rules into Parliament.
Banking & Finance| 02 Feb 2021
In this edition, we consider an interesting case on the 'application moneys provisions' for the issue of financial products, we outline proposed exclusions from the new claims handling licensing obligations and report on reforms to AML/CTF legislation.