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Thinking posts
56 results56 results
Thinking| 17 Feb 2020
Financial Accountability Regime (FAR): What you need to know
The Hayne Royal Commission made a number of recommendations in relation to extending the scope of the Banking Executive Accountability Regime (BEAR) to other financial services entities. Broadly, the proposed Financial Accountability Regime (FAR) sets out conduct standards and financial ...
Thinking| 12 Feb 2020
New legislation expands ASIC Fintech Sandbox.
On 10 February 2020, the Treasury Laws Amendment (2018 Measures No. 2) Bill 2019 (Cth) passed the Senate, and is expected to receive Royal Asset and come into effect shortly. The Bill amends the Corporations Act 2001 (Cth) (Corporations Act) and National Consumer Credit Protection Act 2009 (...
Thinking| 07 Feb 2020
Financial Services in Focus – Issue 35
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.
Thinking| 19 Dec 2019
Financial Services in Focus – Issue 34
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.
Thinking| 21 Oct 2019
Disclosure as being ‘necessary but not sufficient’: ASIC ‘calls time’ on the usefulness of financial products and services disclosure
Recently ASIC and the Dutch Authority for the Financial Markets (AFM) released a joint report examining the effectiveness of disclosure in driving good consumer outcomes in financial services and products. In releasing the report, ASIC says that it is time ...