2025 Financial Services Roundup webinar series
Keeping up with financial services regulation, ongoing compliance, and industry issues presents a significant commitment for compliance and regulatory professionals and other financial services professionals.
HW Funds, the investment funds team at Hall & Wilcox, together with the Independent Compliance Committee Forums are running a series of Financial Services Roundup webinars covering the key regulatory, compliance and industry issues you need to know about.
Attendees will gain essential insights and strategies from leading experts in financial services regulation and compliance. These are must-attend events for professionals navigating this dynamic industry.
Please click on the links below for program details and to register for upcoming webinars.
Financial services Roundup Webinar – August 2025
HW Funds, the investment funds team at Hall & Wilcox, and the Independent Compliance Committee Forums invite you to our upcoming Financial Services Roundup Webinar where you will gain essential insights and strategies from leading experts in financial services regulation and compliance. This is a must-attend event for professionals navigating this dynamic industry.
Key topics:
- Spotlight on the new AML/CTF Rules – a deep dive into key topics to help you prepare. Langton Clarke, Partner and Andrew Ong, Associate – HW Funds
- Key focus areas for ASIC surveillance – Hamish McNair, Special Counsel – HW Funds
Date: Wednesday 10 September
Time: 12.30pm - 1.30pm
Please follow the link below to RSVP.
Financial Services Roundup - May 2025
HW Funds and the Independent Compliance Committee Forums invite you to our upcoming Financial Services Roundup webinar, where you will gain essential insights and strategies from leading experts in financial services regulation and compliance. This is a must-attend event for professionals navigating this dynamic industry.
Key topics:
- Spotlight on private credit markets and ASIC’s scrutiny of private markets Emma Donaghue, Partner – HW Funds
- What do you need to know about the new AML/CTF regime? Andrew Ong, Associate – HW Funds
- Latest update on the design and distribution regime challenges Sean McMahon, Partner – HW Funds
Date: Wednesday 7 May 2025
Time: 12.30pm - 1.30pm