Financial Services| 16 Oct 2019
Financial Services in Focus is a fortnightly round-up of legal and regulatory developments in the financial services sector in Australia. Read more here.
Financial Services| 11 Sep 2019
On 26 August, ASIC stated it approved changes to the Australian Financial Complaints Authority (AFCA) Rules to allow the scheme to name financial firms in published determinations. The approval was given under section 1052D of the Corporations Act, which enables ASIC ...
Financial Services| 09 May 2019
ASIC issues guidance to licensees to protect against share sale fraud...
Financial Services| 30 Oct 2018
On 25 October, ASIC reminded those financial firms who are yet to join the Australian Financial Complaints Authority (AFCA) to act immediately.
Financial Services| 19 Sep 2018
On 12 September, the Senate passed the Corporations Amendment (Crowd-sourced Funding for Proprietary Companies) Bill 2017 (Cth), with amendments.